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Canadian Investment Manager
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#	Item
51	Courses recognized by IIROC for Voluntary Participation in the Continuing Education Program Current Courses Satisfies Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-10-14 14:20:33 Financial adviser Chartered Financial Analyst Regulatory compliance Business Canadian Securities Institute Canadian Investment Manager Professional certification in finance Television CSI
52	Compliance Bulletin #0038-C - Equity and Fixed Income Trades Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2008-05-21 14:54:36 Financial economics Business Money United States securities law Exempt market dealer Canadian Investment Manager Finance Mutual Fund Dealers Association Investment
53	Why IIROC Matters to You, the Investor The Investment Industry Regulatory Organization of Canada (IIROC) regulates all investment dealers in Canada. We set high quality regulatory and investment industry standards to pr Add to Reading List Source URL: iiroc.ca Language: English - Date: 2011-12-22 12:51:30 Economy of Canada Business Investment Industry Regulatory Organization of Canada Finance Ombudsman for Banking Services and Investments Canadian securities regulation Financial services Canadian Investment Manager Financial economics Banking in Canada Canadian Investor Protection Fund
54	Microsoft Word - Top_questions_to_ask_yourself_before_choosing_a______prospective_advisor[1].doc Add to Reading List Source URL: www.yorku.ca Language: English - Date: 2011-10-26 15:19:21 Financial services Financial risk Institutional investors Financial adviser Mutual fund Investment management Value investing Canadian Investment Manager Profit Investment Management Financial economics Finance Investment
55	SWJ Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-06-11 11:31:04 Business Professional certification in finance Financial adviser Financial planner Investment Industry Regulatory Organization of Canada Certified Financial Planner Canadian Investment Manager Non-reporting issuer Financial economics Investment Finance
56	April 27, 2011 Robert Day Manager, Business Planning Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:10:27 Ontario Securities Commission Institutional investors Canadian securities regulation Mutual fund Research In Motion Financial economics Investment Financial services
57	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:53 Exempt market dealer Collective investment schemes Financial services Mutual fund Canadian Investment Manager Financial economics Investment Finance
58	Policy Bulletin #0469-P - Regulatory Gap in Canada – Fund Managers: The Need for a Compensation Fund Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2011-06-16 12:29:03 Financial services Collective investment schemes Institutional investors Canadian Investor Protection Fund Mutual fund Hedge fund Canadian Investment Manager Financial economics Investment Finance
59	F UN D M AN AG E R B IO Jonathan Popper, CIM Senior Portfolio Manager Manulife Asset Management Limited Add to Reading List Source URL: www.manulifemutualfunds.ca Language: English - Date: 2013-12-19 11:12:43 S&P/TSX 60 Index S&P/TSX Composite Index Canadian Imperial Bank of Commerce Manulife Financial CIBC Wood Gundy Wood Gundy Mutual fund Canadian Investment Manager Companies listed on the Toronto Stock Exchange Economy of Canada Investment Financial economics
60	FUND MANAGER BIO Terry Carr Head of Canadian Fixed Income Manulife Asset Management Limited Add to Reading List Source URL: www.manulifemutualfunds.ca Language: English - Date: 2014-04-02 07:41:12 Manulife Financial S&P/TSX 60 Index S&P/TSX Composite Index Bond fund Mutual fund Companies listed on the Toronto Stock Exchange Manulife Bank of Canada Financial economics Investment Insurance